Advisory Process
Advisory Process
Client Onboarding
The advisory engagement begins with understanding your financial background, objectives and expectations. This includes basic personal, family and financial information, and an overview of existing investments.
Risk Profiling
Risk profiling is conducted to assess suitability and create a clear framework for recommendations. This includes understanding:
Risk appetite and comfort with volatility
Time horizon and liquidity needs
Financial capacity and obligations
Behavioural tendencies during market cycles
Goal Mapping
Goals are defined in measurable terms such as timeline, amount, and priority. This ensures each recommendation has a purpose and can be tracked.
Portfolio Recommendation
Based on the above, a portfolio recommendation is provided. The recommendation typically includes:
Suggested asset allocation
Rationale and suitability explanation
Implementation approach
Review frequency and monitoring plan
Review & Monitoring
Advisory is an ongoing process. Periodic reviews are conducted to ensure the portfolio remains aligned with the plan and to implement rebalancing where required.
Regulatory Disclosure
Pritesh Shah is registered with the Securities and Exchange Board of India (SEBI) as an Individual Investment Advisor under SEBI (Investment Advisers) Regulations, 2013. Registration granted by SEBI does not imply endorsement. Investments are subject to market risks.