Priteshkumar Shah is a SEBI Registered Investment Advisor (RIA – Individual) based in Vadodara, Gujarat, with over 17 years of experience in the capital markets. He has been actively involved in the Indian equity markets since 2007, with deep expertise in equities and equity derivatives.
After working closely with various intermediaries and a diverse client base, Pritesh identified a strong need for unbiased, transparent, and client-centric financial advice. This led him to establish his independent investment advisory practice focused entirely on helping individuals make informed financial decisions and achieve long-term wealth creation.
As a SEBI-registered fiduciary, he is committed to delivering research-driven and conflict-free investment advice, aligned solely with the client’s financial goals. His advisory approach emphasizes structured financial planning, strategic asset allocation, disciplined portfolio management, and risk-aware investing.
Pritesh holds an MS in Finance leading to Chartered Financial Analyst (CFA) from ICFAI, Hyderabad. He is deeply passionate about personal financial management and financial literacy, and strongly believes that good financial advice should always put the individual’s interests first.
Operating as a sole proprietor, Pritesh ensures direct accountability, personalized attention, and long-term relationships built on trust, transparency, and ethical advisory practices.
Through the decades, investors had no credible source to turn to for unbiased advice. Those who are offering “advice” were product sellers doubling up as advisors. top investment advisors in vadodara represented the product originators and sold products that offered the best commissions to them. There was a significant conflict of interest in this model.
✔ Integrity
We always place client interest above everything.
✔ Transparency
No commissions. No hidden agendas. Pure fee-only advisory.
✔ Discipline
A long-term approach focusing on sustainable wealth creation.
✔ Research
Every recommendation is backed by thorough analysis and suitability assessment.
✔ Confidentiality
Your personal and financial information remains secure and private.
We work closely with salaried individuals, professionals, families, NRIs and business owners who value clarity, discipline and professional guidance in building long-term wealth.
Their clients and no one else can only pay advisors who have chosen to register under this SEBI regulation. This regulation also imposes a Fiduciary responsibility on these SEBI Registered Investment Advisor in india. It helps in making them accountable to their clients and works only in their best interests.
A Fiduciary is someone who puts the client’s interest ahead of all other considerations, including their self-interest. It is a giant step forward for the investor community at large. Now, there is someone who would work in the Investors’ best interests and be held accountable! They are the trusted or certified investment advisors in vadodara that investors have been searching for.
SEBI RIAs are held to higher education standards, certification, disclosure, compliance, etc., and are hence more suited to performing an advisory role.
For the client, there are at least six significant differences between a Fiduciary advisor and an agent.
A SEBI RIA would gather complete information about their client’s requirements, study their situation, analyze options & scenarios, develop strategies to suit their needs, and develop advice entirely in line with their specific requirements. Agents engage with people superficially and are focused on selling their offerings.
Agents represent their principal & are primarily held accountable to them. Fee-only Advisors only represent the clients and have no links to product originators. It makes the advisors independent, conflict-free & allows them to offer unbiased advice.
In general, Advisors tend to be more qualified than a distributor as required to be in place if one needs to play the consultant’s role.
Advisors follow the Fiduciary standard as SEBI Registered Investment Advisor in Gujarat (RIAs). Fiduciaries are those who have to put the client’s interest above everything else, including their own. Agents/ Distributors follow a much lower suitability standard to position their principal’s product, even if it is broadly suitable.
Best Investment Advisor in Vadodara represent their clients, and they only remunerate them. Here there is no conflict of interest. Distributors get paid by the principals & sell to clients. They may claim that they represent the client. But the conflict of interest is evident as they represent & earn commissions from their principals as also advice & sell to clients.
Agents have an inbuilt incentive to offer costly products (where commissions are embedded – hence more expensive, the better for them) to clients. The client has no control and has to accept whatever the agent offers services. They cannot pay them less or hold back the payment if they get deficient services or low services; fees are deducted by the principal and paid as commissions to agents. In the case of an advisor, product buying and advice are both separated. The advisor only offers advisory services and will get paid for it only if they are happy with their services. The client buys low-cost products elsewhere. It gives the client complete control over what benefits they get and what they pay for it.
We are fee-only advisors and Fiduciaries – your guarantee for conflict-free & unbiased advice!
Pritesh Shah is registered with the Securities and Exchange Board of India (SEBI) as an Individual Investment Advisor under SEBI (Investment Advisers) Regulations, 2013. Registration granted by SEBI does not imply endorsement. Investments are subject to market risks.
